We at Regency are uniquely experienced in obtaining Controlled Function approvals in the “hard cases” that the FCA refers to its “Non Routine Approvals” Division. We have a solicitor on staff who routinely deals with such complex matters

It is not uncommon for a Controlled Function approval application to be referred to this FCA division; a termination or a negative reference from a former employer is often all it takes. The approval process can take many months.

The inability to receive prompt approval for such Controlled Functions as CF1, CF3 or CF30 has effectively derailed the careers of many financial services professionals in the UK.  Some financial services firms go as far as to refuse to consider those professionals whose applications may be referred to the Non Routine Approvals Division. 

But why let the talents of great people go to waste without a thorough and professional attempt at the process? Regency can handle the Controlled Function approval process using our legal expertise applying appropriate, professional pressure on the FCA every step of the way.